BNP Paribas is a leading European bank with an international reach. It has a presence in 73 countries, with more than 192,000 employees including more than 146,000 in Europe and over 4,000 in Portugal alone.
BNP Paribas is present in Portugal since 1985, having been the first foreign bank to operate in the country. Today, BNP Paribas has several entities operating directly in this territory, offering a wide range of integrated financial solutions to support its clients and their businesses.
Worldwide, the Group has key positions in its three main activities : Domestic Markets and International Financial Services (whose retail-
banking networks and financial services are covered by Retail Banking & Services) and Corporate & Institutional Banking, which serves two client franchises : corporate clients and institutional investors.
The Group helps all its clients (individuals, community associations, entrepreneurs, SMEs, corporate and institutional clients) to realize their projects through solutions spanning financing, investment, savings and protection insurance.
ROLE AND RESPONSIBILITIES
This Compliance Officer will perform daily trade surveillance activities for Market and insider dealing. In this sense, the main responsibilities will be :
Supporting several Local Surveillance teams all over the world, from several BNPP entities, by ensuring first level analysis of MAD alerts generated via a transaction monitoring tool (ACTIMIZE)
Conducting post trade analysis using Market Surveillance systems and other systems :
Providing required inputs diligently to local surveillance compliance officers when needed to accompany regulatory and audit inspections
Advising and recommending enhancements to existing processes, procedures and tools
Acting as referent in relation to the primary areas of responsibility or expertise
Developing continuous knowledge and understanding of Compliance topics
At least 2 years of work experience in Operations (desirable)
Business knowledge (including products and operational systems)
Experience in assessing Market Abuse cases it's a plus
Knowledge about Market Abuse typologies relevant to financial instruments and client-types
Analytical and risk assessment skills
Fluent in English and French (mandatory)
Proficient user of Microsoft Office
Please note that only applications submitted in English will be considered.
COMPLIANCE Education Level Bachelor Degree or equivalent (>
3 years) Experience Level At least 3 years Behavioural Competencies Transversal Competencies