Compliance Officer, Market Abuse
BNP Paribas
Lisbon, PT
há 6 dias

BNP Paribas is a leading European bank with an international reach. It has a presence in 73 countries, with more than 192,000 employees including more than 146,000 in Europe and over 4,000 in Portugal alone.

BNP Paribas is present in Portugal since 1985, having been the first foreign bank to operate in the country. Today, BNP Paribas has several entities operating directly in this territory, offering a wide range of integrated financial solutions to support its clients and their businesses.

Worldwide, the Group has key positions in its three main activities : Domestic Markets and International Financial Services (whose retail-

banking networks and financial services are covered by Retail Banking & Services) and Corporate & Institutional Banking, which serves two client franchises : corporate clients and institutional investors.

The Group helps all its clients (individuals, community associations, entrepreneurs, SMEs, corporate and institutional clients) to realize their projects through solutions spanning financing, investment, savings and protection insurance.


This Compliance Officer will perform daily trade surveillance activities for Market and insider dealing. In this sense, the main responsibilities will be :

Supporting several Local Surveillance teams all over the world, from several BNPP entities, by ensuring first level analysis of MAD alerts generated via a transaction monitoring tool (ACTIMIZE)

Conducting post trade analysis using Market Surveillance systems and other systems :

Providing required inputs diligently to local surveillance compliance officers when needed to accompany regulatory and audit inspections

Advising and recommending enhancements to existing processes, procedures and tools

Acting as referent in relation to the primary areas of responsibility or expertise

Developing continuous knowledge and understanding of Compliance topics


At least 2 years of work experience in Operations (desirable)

Business knowledge (including products and operational systems)

Experience in assessing Market Abuse cases it's a plus

Knowledge about Market Abuse typologies relevant to financial instruments and client-types

Analytical and risk assessment skills

Fluent in English and French (mandatory)

Proficient user of Microsoft Office

Please note that only applications submitted in English will be considered.

COMPLIANCE Education Level Bachelor Degree or equivalent (>

3 years) Experience Level At least 3 years Behavioural Competencies Transversal Competencies

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