Specialist Compliance Officer – Market Abuse
BNP Paribas
Lisbon, , PT
há 6 dias

r : 2003CLHUB4699)BNP Paribas is a leading European bank with an international reach. It has a presence in 73 countries, with more than 192,000 employees including more than 146,000 in Europe and over 4,000 in Portugal alone.

BNP Paribas is present in Portugal since 1985, having been the first foreign bank to operate in the country. Today, BNP Paribas has several entities operating directly in this territory, offering a wide range of integrated financial solutions to support its clients and their businesses.

Worldwide, the Group has key positions in its three main activities : Domestic Markets and International Financial Services (whose retail-banking networks and financial services are covered by Retail Banking & Services) and Corporate & Institutional Banking, which serves two client franchises : corporate clients and institutional investors.

The Group helps all its clients (individuals, community associations, entrepreneurs, SMEs, corporate and institutional clients) to realize their projects through solutions spanning financing, investment, savings and protection insurance.

Market abuse is a concept that encompasses unlawful behavior in the financial markets and it consists of insider dealing, unlawful disclosure of inside information and market manipulation scenarios.


Market abuse Level 1 team works in a first level of analysis for Market Abuse, focused in 2 main areas : Insider Dealing and Market Manipulation.

The team work for all 3 Ops (CIB, DM, IFS) in several locations all over the world.

Description of the main responsibilities and tasks :

  • Process alerts on Actimize at Level 1 according to procedures in place on each entity served, assuring a good quality of investigation, within the defined 3 days rule
  • Minimize backlog risk when occurring, agree with the manager on the most efficient action plan to implement to solve it)
  • Close false positive alerts or escalate suspicious alerts to Level 2 (Local Compliance), following the above mentioned procedures
  • Perform enhanced investigations on the client’s activity that can be considered suspicious
  • Perform Weekly / Monthly Activity Reports
  • Contribute to keep procedures and relevant documents updated with team and global guidelines
  • Develop transversal tasks or projects that consolidate the team’s knowledge and improve the team efficiency
  • When applicable, perform Level 1 controls and formalize the outcome, including action plan, with your manager and further with the entities served
  • When applicable, provide Compliance training to newcomers or to specific targets.

  • Academic background in Finance, Management, Law or similar areas
  • Fluency in English (mandatory)
  • Business knowledge (including products and operational systems)
  • Experience in assessing Market Abuse cases is a plus
  • Knowledge about Market Abuse typologies relevant to financial instruments and client-types is a plus
  • Analytical and risk assessment skills
  • Proficient user of Microsoft Office
  • Please note that only applications submitted in English will be considered. BNP Paribas is an equal opportunity employer and proud to provide equal employment opportunity to all job seekers.

    We are actively committed to ensuring that no individual is discriminated against on the grounds of age, disability, gender reassignment, marriage or civil partnership status, pregnancy and maternity, race, religion or belief, sex or sexual orientation.

    Equity and diversity are at the core of our recruitment policy because we believe that they foster creativity and efficiency which in turn increase performance and productivity.

    We strive to reflect the society we live in, while keeping with the image of our clients.

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